[non-validated] DORA SFS A / SF F: Evidence of Resilience Improvements from Implemented Measures
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[non-validated] This question has unresolved selected work.
Selected updates are pending because supporting source research is incomplete. The existing catalog content is shown below.
Question
[non-validated] Has the applicable entity documented specific evidence of resilience improvements in critical functions resulting from implemented incident/test lessons, staff readiness programs, and required information sharing arrangements per DORA area description?
Explanation
[non-validated] Has the applicable entity documented specific, measurable evidence of improved resilience in critical functions resulting from implemented incident/test lessons, staff readiness programs, and information sharing arrangements as required by its DORA classification?
Criterion and evidence
Verify applicable entity role (financial entity, ordinary ICT provider, or designated critical provider), documented evidence of measurable resilience improvements (e.g., reduced incident response time, enhanced threat detection) in critical functions directly attributable to implemented incident/test lessons, staff readiness programs, and required information sharing arrangements per entity classification. Note conditional applicability where sharing participation is not mandated and non-participation does not automatically constitute failure.
AI assistance prompt
Develop sixteen bounded yes/no factors for DORA: Learning, staff readiness and information sharing. Use incident/test lessons, staff readiness and controlled information sharing to improve resilience. Cover post-incident learning, training and awareness for staff and management, relevant provider participation, intelligence sharing arrangements and applicable authority notifications. Sharing participation is conditional; non-participation is not automatically a statutory failure. SFS 1 owns framework assurance. DORA article references: 13, 45. Verify entity-role applicability and current primary sources. Missing evidence stays pending; no compliance or assessment is implied.
Clarifications
What constitutes sufficient evidence of resilience improvements?
Documented evidence confirming specific, measurable improvements in critical functions (e.g., reduced incident duration, improved detection rates) directly resulting from implemented components. Process descriptions without outcome metrics are insufficient.
When is non-participation in information sharing arrangements acceptable?
Non-participation is acceptable only when explicitly outside the entity's defined scope per DORA area description boundaries. Documented justification must demonstrate exclusion from mandated participation requirements under entity classification.
References
DORA: Learning, staff readiness and information sharing